Some Limits to Global Ecophagy
by Biovorous Nanoreplicators,
with
Public Policy Recommendations
Robert A. Freitas Jr.
Research Scientist
Zyvex LLC,
1321 North Plano Road, Richardson, TX 75081
© April 2000 Robert A. Freitas Jr.
Abstract
The maximum rate of global ecophagy by biovorous self-replicating
nanorobots is fundamentally restricted by the replicative strategy employed;
by the maximum dispersal velocity of mobile replicators; by operational energy
and chemical element requirements; by the homeostatic resistance of biological
ecologies to ecophagy; by ecophagic thermal pollution limits (ETPL); and
most importantly by our determination and readiness to stop them. Assuming
current and foreseeable energy-dissipative designs requiring ~100 MJ/kg for
chemical transformations (most likely for biovorous systems), ecophagy that
proceeds slowly enough to add ~4°C to global warming (near the current
threshold for immediate climatological detection) will require ~20 months to
run to completion; faster ecophagic devices run hotter, allowing quicker
detection by policing authorities. All ecophagic scenarios examined appear to
permit early detection by vigilant monitoring, thus enabling rapid deployment
of effective defensive instrumentalities.
1.0 Introduction
Recent discussions [1] of the
possible dangers posed by future technologies such as artificial intelligence,
genetic engineering and molecular nanotechnology have made it clear that an
intensive theoretical analysis of the major classes of environmental risks of
molecular nanotechnology (MNT) is warranted. No systematic assessment of the
risks and limitations of MNT-based technologies has yet been attempted. This
paper represents a first effort to begin this analytical process in a
quantitative fashion.
Perhaps the earliest-recognized and best-known danger of molecular nanotechnology
is the risk that self-replicating nanorobots capable of functioning autonomously
in the natural environment could quickly convert that natural environment (e.g.,
"biomass") into replicas of themselves (e.g., "nanomass") on a global basis,
a scenario usually referred to as the "gray goo problem" but perhaps more properly
termed "global ecophagy."
[Also Also]
As Drexler first warned in Engines of Creation [2]:
"Plants" with "leaves" no
more efficient than today's solar cells could out-compete real plants,
crowding the biosphere with an inedible foliage. Tough omnivorous "bacteria"
could out-compete real bacteria: They could spread like blowing pollen,
replicate swiftly, and reduce the biosphere to dust in a matter of days.
Dangerous replicators could easily be too tough, small, and rapidly spreading
to stop - at least if we make no preparation. We have trouble enough
controlling viruses and fruit flies.
Among the cognoscenti of
nanotechnology, this threat has become known as the "gray goo problem." Though
masses of uncontrolled replicators need not be gray or gooey, the term "gray
goo" emphasizes that replicators able to obliterate life might be less
inspiring than a single species of crabgrass. They might be superior in an
evolutionary sense, but this need not make them valuable.
The gray goo threat makes one
thing perfectly clear: We cannot afford certain kinds of accidents with
replicating assemblers.
Gray goo would surely be a
depressing ending to our human adventure on Earth, far worse than mere fire or
ice, and one that could stem from a simple laboratory
accident.
Lederberg [3]
notes that the microbial world is evolving at a fast pace, and suggests that our
survival may depend upon embracing a "more microbial point of view." The
emergence of new infectious agents such as HIV and Ebola demonstrates that we
have as yet little knowledge of how natural or technological disruptions to the
environment might trigger mutations in known organisms or unknown extant
organisms [81],
producing a limited form of "green goo" [92].
However, biovorous nanorobots capable of comprehensive ecophagy will not be
easy to build and their design will require exquisite attention to numerous
complex specifications and operational challenges. Such biovores can
emerge only after a lengthy period of purposeful focused effort, or as a result
of deliberate experiments aimed at creating general-purpose artificial life,
perhaps by employing genetic algorithms, and are highly unlikely to arise solely
by accident.
2.0 The Ecophagic Threat
Classical
molecular nanotechnology [2, 4]
envisions nanomachines predominantly composed of carbon-rich diamondoid
materials. Other useful nanochemistries might employ aluminum-rich sapphire
(Al2O3) materials, boron-rich (BN) or titanium-rich (TiC)
materials, and the like. TiC has one the highest possible operating temperatures
allowed for commonplace materials (m.p. ~3410°K [5]), and
while diamond can scratch TiC, TiC can be used to melt diamond.
However, atoms of Al, Ti and B are far more abundant in the Earth's crust
(81,300 ppm, 4400 ppm and 3 ppm, respectively [5]) than
in biomass, e.g., the human body (0.1 ppm, 0 ppm, and 0.03 ppm [6]),
reducing the direct threat of ecophagy by such systems (Section
8.3). On the other hand, carbon is a thousand times less abundant in crustal
rocks (320 ppm, mostly carbonates) than in the biosphere (~230,000 ppm).
Furthermore, conversion of the lithosphere into nanomachinery is not a
primary concern because ordinary rocks typically contain relatively scarce
sources of energy. For instance, natural radioactive isotopes present in crustal
rocks vary greatly as a function of the geological composition and history of a
region, but generally range from 0.15-1.40 mGy/yr [7], giving
a raw power density of 0.28-2.6 ×10-7
W/m3 assuming crustal rocks of approximately mean terrestrial density
(5522 kg/m3 [5]). This
is quite insufficient to power nanorobots capable of significant activities;
current nanomachine designs typically require power densities on the order of
105-109 W/m3 to achieve effective results [6].
(Biological systems typically operate at 102-106
W/m3 [6].)
Solar power is not readily available below the surface, and the mean geothermal
heat flow is only 0.05 W/m2 at the surface [6], just
a tiny fraction of solar insolation. Subsurface pressure and temperature rise
with depth in Earth's crust at the rates of 0.47 atm/meter and kq ~ 0.014°K/meter [8],
exceeding maximum reasonable nanorobot operating limits of 100,000 atm and
2000°K at depths of ~210 km and ~120 km well into the upper mantle below a ~50
km crust; however, geothermal power density is only Dp ~ Kt kq2kCarnot / DT ~ 1-4 ×10-6
W/m3 taking thermal conductivity Kt ~ 2-5 W/m-K for common crustal
minerals [9] and
DT ~ 1°C giving
Carnot efficiency kCarnot = DT / T ~ 0.3% at T =
300°K.
Hypothesized crustal abiotic highly-reduced petroleum reserves [16] probably
could not energize significant replicator nanomass growth due to the anoxic
environment deep underground, although potentially large geobacterial
populations have been described [10-16] and in
principle some unusual though highly limited bacterial energy sources could also
be tapped by nanorobots. For example, some anaerobic bacteria use metals
(instead of oxygen) as electron-acceptors [13], with
iron present in minerals such as pyroxene or olivine being converted to iron in
a more oxidized state in magnetic minerals such as magnetite and maghemite, and
using geochemically produced hydrogen to reduce CO2 to methane [11].
Underground bacteria in the Antrim Shale deposit produce 1.2 ×107
m3/day of natural gas (methane) by consuming the 370 MY-old remains
of ancient algae [17].
Bioremediation experiments have also been done by Envirogen and others in which
pollution-eating bacteria are purposely injected into the ground to metabolize
organic toxins; in field tests it has proven difficult to get the bacteria to
move through underground aquifers, because the negatively-charged cells tend to
adhere to positively charged iron oxides in the soil [18].
However, the primary ecophagic concern is that runaway nanorobotic
replicators or "replibots" will convert the entire surface biosphere (the
ecology of all living things on the surface of the Earth) into alternative or
artificial materials of some type -- especially, materials like themselves,
e.g., more self-replicating nanorobots. Since advanced nanorobots might be
constructed predominantly of carbon-rich diamondoid materials [4], and
since ~12% of all atoms in the human body (representative of biology generally)
are carbon atoms [6], or
~23% by weight, the global biological carbon inventory may support the
self-manufacture of a final mass of replicating diamondoid nanorobots on the
order of ~0.23 Mbio, where Mbio is the total global biomass.
Unlike almost any other natural material, biomass can serve both as a source
of carbon and as a source of power for nanomachine replication. Ecophagic
nanorobots would regard living things as environmental carbon accumulators, and
biomass as a valuable ore to be mined for carbon and energy. Of course,
biosystems from which all carbon has been extracted can no longer be alive but
would instead become lifeless chemical sludge.
3.0 Exponential Replication
Rate
Ignoring thermal pollution considerations for the moment (Section
6.0), in theory an optimally designed and geographically uniformly
distributed population of replibots could increase the mass of their own
population at the expense of the biosphere, via self-replication, according to
the simple relation [19]:
for maximum exponential growth, where t is
elapsed time (sec), t is
generation cycle or replication time (sec), Minit (kg) is initial nanorobot mass at
time t = 0, and Mrepl (kg) is the replicator mass at time
t, where Mrepl
0.23 Mbio. In order to
achieve this rate, each completed component of the unit currently being built
must be put to full productive use immediately, instead of waiting for the final
completion of the unit. There are a few design configurations where
something close to this can be achieved efficiently, but as a practical matter
and to retain simplicity it will usually be preferable to await the completion
of a unit before pressing it into replicative service, a mode of operation
called discrete replication, in which case the exponential term in Eqn. 1 should be
replaced with 2(t/tdiscrete) -- which, all else equal, will be a slightly slower
function. (Discrete replication can be faster than pure exponential
replication only if tdiscrete < t ln(2).) Replicating populations
limited to activity only at the perimeter of the expansion wave, or in regions
of high replibot number density, may achieve only polynomial growth rates [19],
which are even slower.
In order to estimate t = tconv, the time required for total
conversion of the biosphere to replibots plus waste sludge, we must first
estimate t. Drexler [4] has
calculated that a readily-envisioned multistage molecular manufacturing system
could manufacture its own mass in t ~ 1000 seconds. However, nanoreplicators need not
be capable of general purpose manufacturing, but may be optimized solely for
replication of their own substance. A molecular manipulator designed by Drexler
[4]
that is suitable for molecular assembly pick-and-place operations consists of 4
million atoms excluding support base, power, control, and other necessary
structures, and is designed to perform ~106 atomic-precision
molecular pick-and-place operations per second, assuming arm-tip movement at 1
cm/sec over minimal 10-nm arcs each cycle. Freitas [6]
estimates that a basic autonomous nanoassembler using two Drexler manipulator
arms and incorporating a simple onboard nanocomputer might require at least ~70
million atoms (~1 gigadalton), suggesting a minimum replication time t ~ 100 seconds. (The smallest
independently viable cells are thought to have a molecular weight of order ~1
gigadalton, e.g., minimum diameter ~140 nm[72, 73].)
It is difficult to imagine how an ecophagic replicator capable of
successfully assimilating natural biomatter of all existing varieties could be
much simpler than this. However, it is possible that molecular manipulators
might be slewed at speeds up to ~100 cm/sec, perhaps giving t ~ 1 sec, but at the cost of
steeply rising energy dissipation [4] which
greatly increases waste heat production and system operating temperatures, and
reduces nanoreplicator reliability due to larger thermally-excited
displacements, thermal damage rates, and phonon-mediated drag [4]. For
example, a 10-nm force sensor measuring 10 pN at an operating temperature of
300°K has a 0.2% probability of erroneous measurement; this probability jumps to
3% at 500°K and 16% at 1000°K [4].
Hence, t ~ 1 sec appears to
be a rather aggressive and probably unachievable lower limit.
Table 1. Terrestrial Carbon
Sources |
Location of the Carbon |
Form of the Carbon |
Worldwide Quantity of Carbon |
Biosphere |
CHON a |
1.1 ×1015 kg |
Atmosphere |
CO2, CH4 b |
5.2 ×1014 kg |
Hydrosphere |
CO2 c |
3.8 ×1016 kg |
|
CH4 d |
1-2 ×1016 kg |
Lithosphere |
Petroleum e |
1-3 ×1014 kg |
|
Coal f |
1-2 ×1016 kg |
|
Carbonates g |
~1 ×1019 kg |
|
- estimated carbon inventory in the
global biomass [20,
21]
- atmospheric carbon inventory,
mostly CO2 at 362 ppm [22]
and CH4 at 1.7 ppm [46]
- total ocean-dissolved carbon as
CO2, assuming a mean concentration of 2300
micromoles CO2 per kg
of seawater [26]
and an ocean mass of 1.36 × 1021 kg [6]
- global undersea carbon storage on
continental margins as CH4 gas
hydrates and gas trapped beneath
[24]
- Earth's total original
underground petroleum endowment was 2-4 × 1014 kg,
of which ~1 ×
1014 kg has already been consumed [23]
- all identified and undiscovered
global coal reserves [25]
- assumes 320 ppm C in crustal
rocks [5]
to ~50 km depth
|
Carbon inventory in the global biomass has been estimated as 1.1
×1015 kg (Table 1). Life
is ~23% carbon by weight, so the total global biomass can be estimated as
Mbio ~ 5 ×1015
kg. Starting from a single 70-million-atom replicator of mass ~1
gigadalton [6] or
Minit ~ 1.7 ×10-18 kg, and taking t ~ 1 sec and Mrepl = 0.23 Mbio ~ 1.2 ×1015 kg,
then tconv ~ 76 sec. Adopting a
more reasonable t ~ 100 sec,
tconv ~ 7600 sec. For comparison,
the fastest known replicators found in nature are certain bacteria which have a
mean generation time of t ~
900-1200 sec (15-20 minutes) [27].
However, these bacteria are capable of digesting only certain limited forms of
biological matter and have very severe operational restrictions including proper
temperature, pH, and so forth. They are not bio-omnivorous.
4.0 Dispersal Velocity
Limitation
The expansion of any population of replicating systems is also
fundamentally restricted by the expansion velocity of the outermost envelope
which defines the maximum physical extent or dispersion of the growing
population. No population of ecophagic objects can disperse more quickly than
its growth medium -- in this case, the terrestrial biosphere -- will permit.
Thus for a two-dimensional growth medium on the surface of a sphere (e.g., the
Earth), the time required for complete biospheric conversion starting from a
single initial release site must be at least the minimum time required for the
replibots to travel exactly half of a great circle route across the spherical
surface, since the expanding wavefront of conversion is moving around the globe
in all compass directions simultaneously. This minimum conversion time may be
crudely approximated as:
|
tspread ³ vrepl-1
(4pREarth2 / N)½ |
(2) |
assuming tspread >> t, where the mean planetary radius
REarth = 6.37 ×106
meters, N is the number of initial replibot
release sites, and vrepl is the maximum
nanoreplicator linear dispersal velocity. For isolated replibots lacking
significant aeromotive capabilities, dispersal velocity will be limited
approximately to the mean global wind speed, perhaps vrepl ~
10 m/sec, ignoring the narrow 30-75 m/sec jet streams at 9-16 km altitude [94]. This is
also near the maximum feasible velocity for nanorobotic flyers operating in the
viscous regime, based on maximum attainable endogenous power densities [6].
Assuming a single initial release site (N =
1) and taking vrepl ~ 10 m/sec, then tspread ~ 2 ×106 sec. However,
a more efficient biosphere conversion strategy would incorporate the
simultaneous release of numerous "seed" replibots distributed uniformly
throughout the terrestrial biomass, thus reducing the required maximum extension
of each expanding replication domain from neighboring replibot release sites.
Large numbers of replibots could be transported by high-velocity airborne
macroscale carrier vehicles to distant sites around the world and then released,
crudely analogous to a jet aircraft scattering printed leaflets over a civilian
area during wartime. Nanoreplicator progeny tasked with the conversion of
biomass to nanomass within such smaller substrate domains have much less
distance to travel to complete their purpose. Minimum biomass conversion time
scales roughly as N½, where
N is the number of independent initial
replicator domains, as reflected in Table 2
generated from Eqn. 2:
Table 2. Minimum Replibot
Dispersal Time as a Function of the Number of
Uniformly-Distributed Replibot Release Sites |
# of Release Sites (N) |
Mean Distance Between Neighboring Release Site |
Min. Global Dispersal Time, tspread (for vrepl = 10 m/sec) |
1 |
2 × 107 meters |
30 days |
102 |
2 × 106 meters |
3 days |
104 |
2 × 105 meters |
6 hours |
106 |
2 × 104 meters |
40 minutes |
108 |
2 × 103 meters |
200 sec |
1010 |
2 × 102 meters |
20 sec |
1012 |
2 × 101 meters |
2
sec |
This analysis suggests that the limitations on biosphere conversion rate
imposed by dispersal velocity are readily overcome by employing a sufficient
number of release sites, and do not, by themselves, prohibit ecophagic
conversion times on the order of ~1000 seconds or less. In principle, very
sophisticated biovores could facultatively aggregate into macroscale assemblages
to escape the viscous flight regime, theoretically permitting aerodynamic or
even suborbital flight velocities up to 100-1000 m/sec. Replicators incapable of
aerial transport will experience significantly longer dispersal times.
In practical surface deployments, major distribution nonuniformities will
exist because some areas have significantly larger carbon inventories than
others [28]. For
example, a map of the global annual net primary production (NPP) of
photosynthetically fixed carbon on land shows NPP ranging from 0.1-1.5
kg/m2-yr of carbon, with 25% of the land surface area without
permanent ice supporting an NPP > 0.5 kg/m2-yr and an
average of 0.426 kg/m2-yr on land [21]. The
oceans, which cover ~70% of Earth's surface and show carbon fixation activity
averaging only 0.14 kg/m2-yr [21],
contain a mere 0.02% of the entire planetary biomass, compared to 99.98% on
land.
The uneven geographical distribution of carbon inventories [28] and solar
power availability [83] along
with possible element shortages (Tables 3 and 5) may produce
significant geographical variation in replication rates. A detailed
analysis of such variation is beyond the scope of this paper but likely would
place upper limits on replication speed in many environments.
5.0 Energy and
Materials Requirements Limitations
The need for energy is another
fundamental limit on the speed at which biospheric conversion can take place.
During ecophagy, the richest source of energy is likely to be chemical energy
derived from the assimilation of biomolecules found in the biosphere. For
example, a biomass density of ~10 kg/m2 on land [20, 21]
typically having ~107 J/kg of recoverable chemical energy [6]
implies an available energy density of ~108 J/m2 at the
terrestrial surface. By comparison, visible-spectrum sunlight at noon on a
cloudless day (Isolar ~ 100-400
W/m2 [6]) may
provide at most ~107 J/m2 over the course of an 8-hour
work day. Other sources of scavengable energy such as radionuclides are much
scarcer (Section
2.0). Note that the complete combustion in air of a mass of glucose equal to
Mbio would consume ~5.3
×1015 kg O2, only 0.5% of the ~1.1 ×1018 kg of
oxygen contained within Earth's ~21% O2 atmosphere. Hence
oxygen-dependent ecophagy will not be oxygen-limited.
Interestingly, diamond has the highest known oxidative chemical storage
density because it has the highest atom number (and bond) density per unit
volume. Organic materials store less energy per unit volume, from ~3 times less
than diamond for cholesterol, to ~5 times less for vegetable protein, to ~10-12
times less for amino acids and wood [6].
Since replibots must build energy-rich product structures (e.g. diamondoid) by
consuming relatively energy-poor feedstock structures (e.g., biomass), it may
not be possible for biosphere conversion to proceed entirely to completion
(e.g., all carbon atoms incorporated into nanorobots) using chemical energy
alone, even taking into account the possible energy value of the decarbonified
sludge byproduct, though such unused carbon may enter the atmosphere as
CO2 and will still be lost to the biosphere.
The speed of biospheric conversion can also be limited by the abundances of
chemical elements available in the environment for conversion into nanomass, as
compared to the relative quantities of each element that are required by the
nanorobot for replication. (In replicator engineering, this is the "materials
closure" issue [19];
in chemistry, it is called "stoichiometry.") In the gray goo scenario, nanorobot
replication occurs on the Earth's surface, so any elements which are in short
supply in the biosphere might alternatively be obtained from nearby topsoil or
crustal rocks, although this may impose an additional logistical overhead on
replicative processes. Hence only the concentration of the most abundant of
these two sources may act as a significant limit to replication speed.
Traditional diamondoid nanomachinery designs [4] have
employed 8 primary chemical elements, as summarized in Table 3 (more
details in Table
5); Table
3 also gives the associated biological [6] and
crustal [5]
abundances for each element.
Table 3. Chemical Element Usages
by Weight in Classical Diamondoid Nanorobot Designs Compared to Biological
and Terrestrial Crustal Chemical Element Abundances |
Chemical Element |
% by Wt. in Nanorobot Designs |
% by Wt. in Human Body (biology) |
% by Wt. in Earth's Crust |
Range of tmult |
O |
3.95% - 7.20% |
61.1% |
46.6% |
1 |
H |
0.58% - 1.35% |
10.01% |
0.14% |
1 |
Si |
4.13% - 52.60% |
0.0259% |
27.7% |
1 - 2 |
C |
19.87% - 57.71% |
22.9% |
0.032% |
1 - 3 |
P |
0% - 9.43% |
0.706% |
0.118% |
0 - 13 |
N |
3.56% - 25.19% |
1.30% |
0.0046% |
3 - 19 |
F |
0% - 0.77% |
0.00374% |
0.030% |
0 - 26 |
S |
3.65% - 7.98% |
0.197% |
0.052% |
19 - 41 |
Dividing the lowest and highest nanorobot requirement by the highest
available environmental abundance gives tmult, the required increase in replication
time due to scarcity of a chemical element required for replication. Inspection
of Table 3
reveals that sulfur appears to be in the shortest supply relative to nanorobot
requirements (at least for current primitive designs), possibly increasing
replication time t by a
factor of up to 41 while the device waits for sufficient sulfur atoms to be
accumulated from the environment. Other elements possibly in somewhat limited
supply include P, N and F, although the impact of any of these elements on
replication time can probably be minimized by judicious nanorobot composition
design choices.
As a general rule, ecophagic nanorobot replication time is longer in direct
proportion to the extent that nanorobot elemental requirements exceed the
availability of the scarcest element in the consumable substrate, in comparison
to the theoretical nanorobot replication time on a perfectly
compositionally-matched substrate [19].
This phenomenon is commonplace in biology. For instance, it is well-known that
phytoplanktonic growth in the open oceans is iron-limited [29].
The highest near-term risk could come from relatively simple single-behavior
replibots whose niche is a high-energy substrate of uniform composition which
affords a rapid vector for the dispersal of the replicators [79].
The classic example is tire rubber and asphalt tar binder; cars, trucks
and airplanes roll on roads and tarmacs worldwide. If the ~4 million miles of
paved roads in the U.S. [80] represent
~25% of the global total, then road asphalt mass worldwide is ~3
×1013 kg, or ~0.6% Mbio; the global rubber tire
population of ~10 billion tires stockpiled, in use or discarded in scrap heaps
[80, 82] adds
another ~0.003% Mbio. Other
vectors with similar properties include cotton, polyester or other uniform
textiles [79],
insulation on electrical wiring, and paper money. Regular monitoring and
decontamination procedures may thwart these threats.
6.0 Ecophagic Thermal
Pollution Limits (ETPL)
A more restrictive limitation on the maximum speed
of biomass conversion to nanomass is the generation and release of process waste
heat into the environment during ecophagy. If there are too many nanoreplicators
working all at once, the waste heat they generate can begin to warm up the
environment. In some cases, the environment could become so hot that the
biospheric conversion process can no longer proceed.
In the crude analysis that follows, we assume that after some number of prior
replication cycles, the replibots have converted roughly half of the biosphere
to nanoreplicator mass. In the next and final replication cycle, the energy
extractable from the remaining half of the global biomass will be consumed as
each existing nanorobot replicates itself once more for the last time, thus
promptly doubling the existing population and completing the global conversion
of biomass into nanomass.
In this case, the total heat energy released at Earth's surface is Ptotal = Pnano + Psolar, where Pnano is the waste heat generated by the
replibots as they emit Ehalf joules
in the last replicative cycle of duration tlast, with Pnano = Ehalf / tlast, and where the total solar insolation
on Earth's cloudless surface that is subsequently thermalized is Psolar ~ 1.75 ×1017 W.
Neglecting the heat-trapping effects of greenhouse gases and the minor
contributions from the geological heat flow at Earth's surface, the temperature
at the terrestrial surface is given approximately by the Stefan-Boltzmann
relation:
|
Ptotal = 4pREarth2ersTEarth4 |
(3) |
where er is terrestrial surface emissivity,
taken here as 0.97 (e.g. carbon black) to maximize heat emission at the lowest
possible temperature, s is
the Stefan-Boltzmann constant (5.67 ×10-8
W/m2-K4), and TEarth is the mean surface temperature of
Earth. The minimum last-replication time that will allow a global temperature of
TEarth or lower to be maintained
throughout the final conversion cycle is given by:
|
tlast = Ehalf / [4 pREarth2ersTEarth4-Psolar] |
(4) |
|
|
|
|
~ Ehalf / [ (2.8
×107) TEarth4- (1.75 ×1017) ] |
|
What is an appropriate maximum operating temperature limit for
nanoreplicators that must forage for organic substrate in order to replicate?
The softening point for sapphire, an oft-mentioned substitute building material
for diamond because of its high strength, high-temperature tolerance, and
inability to burn in oxygen, is 2070°K [30],
probably near the upper limit in any reasonable ecophagic nanorobot design
scenario especially given the seriously negative impact of higher temperatures
on nanorobot reliability and functionality (Section
3.0). The combustion temperature of diamond in air is usually given as
870-1070°K [31].
However, such elevated surface temperatures, while perhaps acceptable for
diamondoid nanomachines in some circumstances, will immediately volatize and
incinerate most of the natural organic feedstock upon which the nanoreplicators
must feed. The minimum ignition point of wood, paper, or diesel fuel in air has
been given as low as ~500°K [68], and
glucose caramelizes [6] at
433°K -- caramelization is not oxidation but rather is a decomposition reaction
that includes polymerizations and covalent bondmaking that could render this
substrate material somewhat less accessible to the replibots. A still lower
temperature threshold is the boiling point of water at 373°K; above this
temperature, living things will boil, thus denying ecophagic nanoreplicators
access to solution-based chemical processes at normal atmospheric pressures,
which could be an important restriction.
The waste heat energy released globally in the last replicative cycle may be
estimated as Ehalf
(q Dbio) Mbio, where Dbio is the energy density of the organic
feedstock material and q is the energy
conversion ratio for its transformation into nanomass. For example, Dbio = 16 MJ/kg for glucose, 17 MJ/kg for
vegetable protein, 18 MJ/kg for animal protein, 19 MJ/kg for wood, and 39 MJ/kg
for fats [6].
However, these figures refer to the energy content of the organic feedstock, not
to the energy that must be consumed (and the waste heat subsequently
thermalized) in order to build a kilogram of nanomass. Drexler [4]
estimates that the typical energy dissipation caused by chemical transformations
involving carbon-rich materials will be Ediss = (q Dbio) ~
100 MJ/kg of final product using readily-envisioned irreversible methods in
systems where low energy dissipation is not a primary design objective. This
figure corresponds roughly to the strongest covalent bond energies (e.g., 1190
zJ/bond for C=C, 1327 zJ/bond for C=O, and 1594 zJ/bond for CºC [4]), and
is roughly of the same order as the thermodynamic heat of formation of diamond
from CO2(g), ~33 MJ/kg [5].
Drexler [4]
claims that energy dissipation may in theory be as low as Ediss ~ 0.1 MJ/kg "if one assumes the
development of a set of mechanochemical processes capable of transforming
feedstock molecules into complex product structures using only reliable, nearly
reversible steps." 0.1 MJ/kg of diamond corresponds roughly to the minimum
thermal noise at room temperature (e.g., kT ~ 4 zJ/atom at 298°K). R. Merkle [32] also
conjectures that near-zero energy dissipation is in principle possible in
certain special circumstances, a possibility that should be investigated in the
present context in a future theoretical study. However, near-term
nanochemistries are unlikely to be significantly more efficient than natural
enzyme chemistries, which have been evolving for efficiency over eons; the
terrestrial biosphere fixes ~1.2 ×1014 kg/yr of biomass carbon [21] with a
~1.4 ×1014 watt energy input [6], or
Ediss ~ 38 MJ/kg of carbon.
Using Eqn.
4, the minimum last-replication time can be calculated for various plausible
values of Ediss, wherein the mean
terrestrial temperature will not exceed the chosen value of TEarth during ecophagy, as given in Table 4:
Table 4. Minimum Last-Cycle
Replication Time for Ecophagic Nanorobots as a Function
of Replication Energy Efficiency and the Resulting Global
Temperature |
Mean Terrestrial Temperature (TEarth) |
Min. Last-Cycle Replication Time tlast (sec) for
Ediss = |
0.1 MJ/kg |
1.0 MJ/kg |
10. MJ/kg |
100 MJ/kg |
281°K |
¥ |
¥ |
¥ |
¥ |
285°K |
5 × 104 |
5 × 105 |
5 × 106 |
5 × 107 |
300°K |
1 × 104 |
1 × 105 |
1 × 106 |
1 × 107 |
320°K |
4 × 103 |
4 × 104 |
4 × 105 |
4 × 106 |
373°K |
1 × 103 |
1 × 104 |
1 × 105 |
1 × 106 |
400°K |
9 × 102 |
9 × 103 |
9 × 104 |
9 × 105 |
500°K |
3 × 102 |
3 × 103 |
3 × 104 |
3 × 105 |
1000°K |
2 × 101 * |
2 × 102 |
2 × 103 |
2 × 104 |
2000°K |
1 × 100 * |
1 × 101 * |
1 × 102 |
1 × 103 |
5000°K |
3 × 10-2 * |
3 × 10-1 * |
3 × 100 * |
3 × 101 * |
* Actual
last-cycle replication time limited to exponential t ~ 100 sec (Section
3.0).
Setting aside Merkle's conjecture, Table 4
suggests that if phenomenally efficient reversible molecular manufacturing
techniques become available -- e.g., Ediss ~ 0.1 MJ/kg -- the final
replicative cycle of global ecophagy could proceed as quickly as ~1000 seconds
while just avoiding incinerating the organic feedstock or boiling environmental
water. However, there currently exist no known designs which would be capable of
achieving such highly energy-efficient nanoassembly operations.
More probably, highly dissipative molecular manufacturing designs are likely
to be implemented during the early and intermediate years of molecular
nanotechnology development. Such designs are also likely to be necessary for the
very complex machines needed to implement biovorous replication given the
enormous variety of chemically diverse natural biological substrates. Assuming
current and foreseeable energy-dissipative designs requiring ~100 MJ/kg for
chemical transformations (most likely for biovorous systems), complete ecophagy
that proceeds slowly enough to add ~4°C to global warming (near the current
threshold for immediate climatological detection) will require ~20 months to run
to completion. Faster ecophagic devices will run hotter, allowing quicker
detection by policing authorities.
The conversion of biomass to nanomass may proceed according to Eqn. 1 up to the
ecophagic thermal pollution limit (ETPL) whereupon the specified maximum global
temperature TEarth is attained,
after which the replication time must approximately double after each population
doubling, ultimately reaching tlast in the final doubling, as described
by Eqn. 4.
Total time spent in the ETPL-limited regime is ~ 2 tlast. For example, taking t = 100 sec, TEarth = 300°K, and Ediss ~ 100 MJ/kg, the transition to the
ETPL regime occurs when total global nanomass reaches ~5 ×1010 kg, or
only 0.001% of total global biomass, and the last ~17 population doublings
remain to be completed over a time span of ~2 tlast = 2 ×107 sec (~7 months).
This is also the optimum strategy for an ecophagic population that is attempting
to evade premature detection by maintaining a low thermal emissions profile.
Constant ecological surveillance for any evidence of ecophagic activity is an
appropriate policing measure to provide adequate early warning to the existence
of this threat.
Note further that the presence of natural and anthropogenic greenhouse gases
in the Earth's atmosphere will amplify any heating effects, helping to make
ecophagic activities more immediately visible in its earlier stages. (In theory,
a large enough replibot population could actively manage terrestrial albedo or
global greenhouse gas concentrations, but these activities would themselves
generate still more waste heat.) Additionally, using the actual current mean
value of er = 0.69 for terrestrial
emissivity in Eqns. 3 and 4, rather than
the much higher value of er = 0.97
for carbon black assumed in calculating Table 4, the
last-cycle time tlast increases by another ~40%, giving
still more time for defensive instrumentalities to be brought to bear on the
situation.
Assuming the surface biomass is compositionally similar to wood (Dbio ~ 19 MJ/kg), prompt consumption
(e.g., combustion) of the entire biosphere would release Qwaste = MbioDbio ~
1023 J of energy. The combined heat capacity of planetary
oceans (1.36 ×1021 kg [6] at
4200 J/kg-K [6] =
6 ×1024 J/K) and land (~4 ×1020 kg/km crustal
landmass at, e.g., 833 J/kg-K for silica [90] = 3
×1023 J/km-K) is ~1025 J/K, so in principle Qwaste, ideally distributed, could be
absorbed with a negligible rise in global temperature, ~0.01ºK -- although even
a slight rise in ocean temperature could increase mean worldwide humidity,
greatly amplifying global warming because water vapor is the most effective
greenhouse gas [91].
However, in the instant scenario, the replibots are assumed to be in intimate
contact with the biomass which they are consuming -- not with the vast volumes
of sea or land. Air is an excellent insulator (see below), and the thermal
conductivity of wood is ~4 times higher than for air, so replication waste heat
energy will be conducted primarily into the nanorobot population and the
proximate biomass that is being consumed. The heat capacity of diamond and
organic materials (e.g. wood, rubber, etc.) is ~2 MJ/m3-K [6], or
~800 J/kg-K for the biomass/nanomass aggregate as dry mass or up to 3200 J/kg-K
assuming 70% water content. Taking the higher figure, the total heat
capacity of the biomass/nanomass aggregate is Cbn ~ 3200 J/kg-K × Mbio = 2 ×1019
J/K. Adding Qwaste to
this aggregate would raise its temperature by DT ~ Qwaste / Cbn ~ 5,000ºK.
Similarly, air conduction is unlikely to significantly reduce the ETPL
limits. Waste energy can be absorbed by atmospheric heat capacity
(5.27 ×1018 kg [6]
at 988 J/kg-K [6] = 5
×1021 J/K) only if said heat energy is delivered to the atmosphere
and thoroughly mixed via conduction, convection, or radiative transfer.
But the thermal conductivity (Kt)
of air is very poor. Consider a layer of air H meters thick and area A, with temperature differential DT on opposite faces, with
power flow through the layer of P =
Kt ADT / H = Qwaste / tburn, where power is generated by
consuming the ecosphere in a time tburn, so the temperature differential
across the layer is DT = Qwaste H / (Kt
Atburn). With a thin layer of
replibots coating the foliage on Earth's surface, generating heat only on the
"skin" of the biosphere, there will be a nonconvective stagnant layer of air
trapped for long periods near the surface that is poorly mixed by winds.
In weather modeling this viscous sublayer, called the roughness parameter, may
be ~0.01-300 cm thick [84-86] (e.g.,
0.01 cm over water surface, 0.1 cm over short grain, 10 cm over prairie grass,
100 cm over grain crops [85]),
and sometimes is taken as ~10% of the height of the obstacle [87].
Assuming H ~ 1 cm layer and taking Qwaste = 1023 J, Kt = 2.5 ×10-2 W/m-K for air
[6],
A = 5.10 ×1014 m2 for
Earth, then DT ~ 7
×107 / tburn.
Thus, consuming Mbio in tburn = 104 sec nominally
produces a temperature differential across the 1 cm layer of DT ~ 7000ºK (and
violates our nonconvection assumption); assuming tburn = 6 months, then DT ~ 4ºK, detectable using
current orbital surveillance assets given a normal tropospheric thermal gradient
of 0.006-0.009ºK/m [88].
(Vertical temperature gradients below 0.010ºK/m are considered subadiabatic,
producing downward buoyancy forces [89].)
These crude estimates provide an approximate indication of the magnitudes
involved, but the details of convective vertical mixing and its possible
meteorological consequences during ecophagy are beyond the scope of this paper
and should be investigated further.
7.0 Homeostatic Resistance
to Ecophagy
Over long time periods, natural ecosystems are believed to have
a nearly balanced carbon budget, with photosynthetic uptake equal to respiratory
release [33]. From
the ecological perspective, the insertion of carbon-absorbing artificial devices
into the environment represents a new sink in the homeostatic global carbon
cycle, in addition to the natural carbon sinks such as forests [34, 35]. Most of
terrestrial biomass consists of plants, especially trees, though nearly half of
all biomass may consist of bacteria, mostly in soils (up to ~1015
cells/m3) and subsurface sediments and rocks down to ~3 km depth [12, 38];
there are ~5 ×1030 bacteria on Earth [39].
Conversion of living plant biomass to diamondoid nanomass by nanoreplicators
thus may reduce the ability of the surviving plant population to remove carbon
dioxide from the atmosphere. Unless carbon dioxide levels in the atmosphere are
directly regulated by the active robotic nanomass, CO2 levels will
begin to rise, which in turn may increase the growth rate of plants. In a few
experimental studies [40],
elevated CO2 has been shown to stimulate plant growth at least
temporarily, even under serious nutrient shortage, although one experiment [41]
challenges this supposition. If slow-moving nanoreplicators consume biomass only
very slowly, the consumed biomass may be regenerated as new plant growth is
stimulated worldwide.
What is the minimum ecophagic biomass removal rate necessary to overcome the
resulting carbon-sequestration response of the natural ecology? One study [20] found
that deforestation in the low latitudes during 1990 resulted in forest area
expansion and growth in mid- and high-latitude forest that sequestered ~7
×1011 kg of carbon (e.g., creating ~3 ×1012 kg of extra
biomass) in one year. Estimates of unrealized global forest carbon conservation
and sequestration potential suggest a biologic capability of 1-3
×1012 kg/yr (e.g., 4-13 ×1012 kg/yr of biomass) for
more than a century [20].
Global oceans are believed to absorb ~2 ×1012 kg/yr of
anthropogenically-produced carbon, creating ~9 ×1012 kg of new
biomass per year [20]. This
gives a worldwide carbon sink of ~5 ×1012 kg/yr of carbon [42]
and thus a global biomass recovery of at least ~2 ×1013 kg/yr. The
upper limit is probably closer to the global net primary biomass production of
~5 ×1014 kg/yr [21].
(Indeed, natural variations of ~1014 kg of atmospheric carbon
(equivalent to ~6 ×1014 kg of biomass) were recorded over a ~600-year
period during the last three glaciation cycles [43].)
Thus it appears that a long-term ecophagic biomass removal rate exceeding
0.2-5 ×1014 kg/yr (~0.4%-10%/yr of the global biomass)
may be necessary to overpower the natural ecological restorative forces.
8.0 Additional Scenarios
Four
related scenarios which may lead indirectly to global ecophagy have been
identified and are described below. In all cases, early detection appears
feasible with advance preparation, and adequate defenses are readily conceived
using molecular nanotechnologies of comparable sophistication.
8.1 Gray Plankton
The existence of 1-2
×1016 kg [24] of
global undersea carbon storage on continental margins as CH4
clathrates and a like amount (3.8 ×1016 kg) of seawater-dissolved
carbon as CO2 represent a carbon inventory more than an order of
magnitude larger than in the global biomass (Section
3.0). Methane and CO2 can in principle be combined to form free
carbon and water, plus 0.5 MJ/kg C of free energy. (Some researchers are
studying the possibility of reducing greenhouse gas accumulations by storing
liquid [44] or
solid [45]
CO2 on the ocean floor, which could potentially enable seabed
replibots to more easily metabolize methane sources.) Oxygen could also be
imported from the surface in pressurized microtanks via buoyancy transport, with
the conversion of carbon clathrates to nanomass taking place on the seabed
below. The subsequent colonization of the land-based carbon-rich ecology by a
large and hungry seabed-grown replicator population is the "gray plankton"
scenario. (Phytoplankton, 1-200 microns in size, are the particles most
responsible for the variable optical properties of oceanic water because of the
strong absorption of these cells in the blue and red portions of the optical
spectrum [37].)
The gray plankton replicator waste heat signature is readily detected at an
early stage. The temperature of most of the ocean is near ~4°C -- for example,
~1.6°C at 3627 m on the floor of Monterey Bay [44].
Typical ocean column thermal gradients are ~0.02°K/m in the top 300 m (1-30 atm)
and ~0.006°K/m from 300-1000 m depth (30-100 atm) [44]. A
near-seafloor water temperature change of DT = 1°K over a depth range of L = 100 m would be clearly distinguishable from natural
variations even using contemporary instrumentation [44], and
would evidence an increased seabed power release of Irepl ~ Kt (DT / L) ~
0.005 W/m2, taking thermal conductivity as Kt ~ 0.5 W/m-K for seawater at 4°C. Thus
the threshold for seafloor replibot detectability, assuming global seabed area
is Aseabed ~ (70%) 4p REarth2 = 3.6 ×1014
m2, is Pmin = Irepl Aseabed ~ 2 ×1012 watts
worldwide or a global replibot population of mass Mmin ~ Pmint / Ediss ~ 20 ×106 kg assuming
Ediss ~ 100 MJ/kg and t = 1000 sec. (Faster replicators
are detectable at lower population masses.) Thus bottom-dwelling gray plankton
can be detected before they have consumed more than 10-9 of the total oceanic abiotic carbon supply.
Direct census sampling of the seafloor may also allow early detection,
although nanorobotic samplers will have to contend with a significant number of
false targets in the oceanic environment. These false targets may include 0.1
micron small colloids (~7 ×1014 m-3) and viruses (~3 ×1013 m-3), 0.2-0.3 micron heterotrophic bacteria
(~1012 m-3), 0.3 micron large
colloids (~1013 m-3), 1 micron
cyanobacteria (~1010 m-3), 2-3
micron small phytoplankton (~108 m-3), larger phytoplankton (e.g., 10 micron cells
~106 m-3), and zooplankton (e.g.,
50 micron cells ~103 m-3) [36-38]. At
the minimum detectable global mass of Mmin = 20 ×106 kg estimated
above, the number density of gray plankton on the seabed floor is Ngp ~ Mmin / (Aseabedmgp) ~ 2
×107 m-2, assuming ~1 micron gray
plankton replicators each of mass mgp ~ 3 ×10-15 kg. In this scenario, the bottommost 1 mm of the
ocean column above the seabed would contain roughly equal numbers of >
~1-micron natural cells and ~1-micron artificial bottom-dwelling gray plankton
devices. If not largely confined to the sea floor during most of their
replication cycle, the natural cell/device ratio could increase by many orders
of magnitude, requiring a more diligent census effort. Census-taking nanorobots
can alternatively be used to identify, disable, knapsack or destroy the gray
plankton devices.
8.2 Gray Dust (Aerovores)
Traditional
diamondoid nanomachinery designs [4] have
employed 8 primary chemical elements, as detailed in Table 5 along
with the associated atmospheric abundances [46] of
each element. (Silicon is present in air as particulate dust which may be taken
as ~28% Si for crustal rock [5], with a
global average dust concentration of ~0.0025 mg/m3). The requirement
for elements that are relatively rare in the atmosphere greatly constrains the
potential nanomass and growth rate of airborne replicators. However, note that
at least one of the classical designs exceeds 91% CHON by weight. Although it
would be very difficult, it is at least theoretically possible that replicators
could be constructed almost solely of CHON, in which case such devices could
replicate relatively rapidly using only atmospheric resources, powered by
sunlight. A worldwide blanket of airborne replicating dust or "aerovores" that
blots out all sunlight has been called the "gray dust" scenario [47].
(There have already been numerous experimental aerial releases of recombinant
bacteria [48].)
Table 5. Element Usages by Weight
in Classical Diamondoid Nanorobot Designs Compared to
Atmospheric Element Abundances |
Chemical Element |
Fine Motion Controller |
Neon Gas Pump |
Differential Gear |
Total Atmospheric Abundance |
N |
25.19% |
3.56% |
5.91% |
7.81 × 10-1 |
O |
7.20% |
6.66% |
3.95% |
2.1-2.4 × 10-1 |
C |
57.71% |
24.84% |
19.87% |
9.87 × 10-5 |
H |
1.35% |
2.05% |
0.58% |
1-300 × 10-5 |
|
|
|
|
|
CHON |
91.45% |
37.11% |
30.31% |
>1 × 10-5 |
|
|
|
|
|
Si |
4.13% |
52.20% |
52.60% |
~5 × 10-10 |
S |
3.65% |
7.98% |
7.66% |
~5 × 10-10 |
F |
0.77% |
0% |
0% |
~3 × 10-14 |
P |
0% |
2.71% |
9.43% |
~1 × 10-20 |
Total: |
100.00% |
100.00% |
100.00% |
1 |
Two independent constraints on gray dust replication speed are materials and
energy availability, and both methods suggest that t ~ 10,000 sec for 1-micron replicators and ~1000
sec for 0.1-micron replicators. The analyses are as follows.
First, the mass current Mcurr
through the surface of a spherical nanorobot of radius Rnanois equal to the number of gas
molecules/sec that collide with the fraction f
~ 10% of the nanorobot surface that consists of binding sites for those
molecules, times the mass per gas molecule mgas, divided by the number of collisions
required for binding to occur, or Nencounter ~ 100 [6]; that
is:
|
Mcurrent = (4pRnano2fcgas / Nencounter) (2 kTmgas / p)½
(kg/sec) |
(5) |
where k = 1.381 ×10-23 J/molecule-K (Boltzmann's constant) and T ~ 300°K is ambient temperature in kelvins. The
concentration of gas is cgas
= aatmTSTPNA / (VmolarT) (molecules/m3), where aatm = atmospheric fractional abundance,
TSTP = 273.15°K, NA = 6.023 ×1023 molecules/mole
(Avogadro's number), and molar volume at STP is Vmolar = 22.4141 ×10-3 m3/mole of an ideal gas. The replication
time t = Mnano / Mcurrent, where Mnano = (4/3)praelementRnano3,
taking r ~ 2000
kg/m3 as nanorobot density and aelement as the fraction of nanorobot
mass comprised of a given element. Hence:
|
t =
[(NencounterrVmolaraelemntRnano) /
(3 f aatmTSTPNA)] [(pT) / (2 kmgas)]½ (sec) |
(6) |
Taking Rnano = 1 micron and
allocating each aelement for the
hypothetical CHON replicator as indicated in the second column of Table 6 gives
the values of t shown at far
right in Table
6. The limiting elements are H and C, but C has the strongest impact on
replication time, requiring a t ~ 12,300 sec. Since t scales as Rnano, reducing Rnano to 100 nm reduces t to ~1230 sec for this device.
(Mechanical precompression and sortation [6] of
gas molecules might reduce t by up to an order of magnitude but may
impose partially offsetting internal volume utilization inefficiencies.).
Table 6.
Replication Times of Airborne CHON Replicators as
Restricted Solely by Chemical Element Abundances |
Chemical Element |
Used in Device |
Main Source Gas |
Source Abundance |
Source Molecule Mass |
Replication Time |
|
aelement |
|
aatm |
mgas
(kg) |
(t) |
N |
28% |
N2 |
78.1% |
4.6 × 10-26 |
0.9 sec |
O |
8% |
O2 |
21.0% |
5.3 × 10-26 |
0.9 sec |
C |
62% |
CO2 |
0.0099% |
7.3 × 10-26 |
12,300 sec |
H |
2% |
H2O |
0.001-0.3% |
3.0 × 10-26 |
20-6130
sec |
Second, the solar energy flux into the nanorobot, assuming that a fraction
f of its surface is photosensitive with energy
conversion efficiency e, is
Pnano = eIsolarf pRnano2. The energy
required to build a nanorobot is Enano ~ Mnano Ediss, hence the replication time is
t = Enano / Pnano, or:
|
t = (4 rEdissRnano)
/ (3 f eIsolar) (sec) |
(7) |
Taking r = 2000
kg/m3, Ediss ~ 100
MJ/kg, f = 50%, e = 10%, and Isolar = 100-400 W/m2, then
for Rnano = 1 micron, t ~ 11,000-53,000 sec; for
Rnano = 100 nm, t = 1100-5300 sec.
Since replication of an airborne CHON replibot is primarily carbon-limited,
in theory the entire global atmospheric carbon mass of ~5.2 ×1014 kg
C is available for conversion into Mgd = 8.4 ×1014 kg of CHON
nanomass, assuming a 62% carbon content by weight (Table 6).
However, because the machines are solar powered, the active population of gray
dust nanorobots is restricted to one optical depth of such devices. To a very
crude first approximation (e.g., ignoring contributions from scattered and
reflected photons), one optical depth occurs when the cumulative cross-sectional
area of the nanorobot population equals the surface area of Earth, so the
maximum total mass of continuously active CHON airborne nanorobots is:
|
Mtotal ~ (16p / 3) r RnanoREarth2
(kg) |
(8) |
|
= 1.4 ×1012 kg for Rnano = 1 micron |
|
|
= 3.7 ×1011 kg for Rnano = 275 nm |
|
|
= 1.4 ×1011 kg for Rnano = 100 nm |
|
Once the expanding nanorobot population reaches one optical depth (requiring
~0.2% of all atmospheric carbon, or ~3 months of current anthropogenic airborne
carbon releases), the replication rate of the gray dust ceases to grow
exponentially and becomes essentially constant -- a phenomenon which may be
called the "opacity brake effect." (One optical depth of uniformly distributed
Rnano = 275 nm aerovores represents
a particle number density of ~5 ×108 m-3.) After the
opacity brake point has been reached, a constant nanomass production rate of
Mtotal/t ~ 1.4 ×108 kg/sec ensues until
exhaustion of the limiting atmospheric carbon resource. Current instrumentation
can detect ~1% variations in the solar constant, so the limit for early
bolometric detection is probably ~1% Mtotal, when ~0.002% of atmospheric
carbon has been converted to nanomass.
Dust monitors in late 20th-century wafer-fab clean rooms regularly measure
dust densities of ~10 particles/m3 at 0.5 microns and larger [49],
potentially allowing detection as early as <10-8 Mtotal
if more highly discriminating monitors can be developed. If the replibots settle
out on the planetary surface and continue replicating there (Section
8.3), they could deprive the ecology of needed sunlight without darkening
the sky, but their effects (e.g., a fine gray dust covering everything on the
surface) would also be detectable far sooner than the 1% Mtotal point.
Since replication rate and opacity per unit nanomass vary inversely with
Rnano, the most efficient gray dust
replibot tasked with opacifying the atmosphere as quickly as possible will have
the minimum possible size. (Replication time varies with thickness for a
sheetlike nanorobot configuration.) The minimum replibot size is driven by UV
radiation damage rates on nanomachinery [4].
Consider the smallest possible replicator with mass Minit = 1.7 ×10-18 kg (Section
3.0); constructed as a spherical shape of density r = 2000 kg/m3, the radius of this core
replicator is Rcore ~ 59 nm. The
core is surrounded by a radiation shield of thickness d and density ~r. The most dangerous is UV-B at l ~ 280 nm which will
conservatively be taken as ~5 W/m2 intensity near ground level [4],
equivalent to D0 = 7
×1018 photons/m2-sec. The number of bonds cleaved inside
the nanorobot is Ncleave =
pRnano2qytlifeD0exp(-4pkxd / l), where qy is quantum yield (bonds cleaved /
photons absorbed), tlife is mean
time to failure, and kx is
extinction coefficient. kx ~ 2.26
for graphite at 280 nm [50], a
2250 kg/m3 semimetal that is probably the most UV-absorptive CHON
shield material. qy = 10-4 to 10-1 for CHON
polymers [51] and
various proteins, viruses and phages [52];
following Drexler [4], we
adopt qy ~ 0.01 here (the exact
choice is not critical to our conclusions). From Eqn. 7, t ~ ctRnano, where ct ~
1010 sec/m. Taking tlife
= t nt, where nt is the number
of offspring constructed before replibot failure, and assuming that Ncleave³ 1
implies device failure [4],
then:
|
(Rcore + d) £Rnano£
[Ncleave (exp(4pkxd / l)) / (pqynt
ctD0)]1/3 |
(9) |
for replibots that produce nt offspring before failing. The number of
generations needed to replicate one optical depth of nanorobots worldwide,
starting from a single device, is nt = ln(Mtotal / Minit) = 65-60 for Rnano = 0.1-1 microns. Taking nt ~ 64, Eqn. 9 defines
the smallest gray dust replibot as Rnano ~275 nm (mass ~ 1.7 ×10-16 kg) with a d ~
215 nm thick graphite UV shield assuming Ncleave = 1. The smallest replibot that
can replicate only once before it fails (e.g., nt = 1) has
Rnano ~ 230 nm with a d ~ 170 nm shield taking Ncleave= 1, or Rnano ~ 175 nm with a d ~ 115 nm shield taking Ncleave = 100 for more robust devices.
From Eqns. 1 and 8, and neglecting
dispersal velocity limitations (Section
4.0) the minimum possible time to reach some fraction fopac of global atmospheric opacity is:
|
topac = t ln(4 fopacREarth2
/ Rnano2)
(sec) |
(10) |
For airborne CHON replibots with Rnano = 275 nm and t ~ 2750 sec, 1% of opacity is
reached in topac ~ 1.85 days, 100%
opacity in 2.0 days, leaving a response time of ~3.5 hours between first
detection at 1% opacity and complete opacity at 100%. If uniformly distributed
throughout the atmosphere, the dust density at 100% opacity would amount to
~0.085 mg/m3 for 275-nm nanorobots, about equal to the typical ~0.05
mg/m3 dust density normally found in the air of most industrialized
Western cities [69].
After 100% opacity is reached, another tend = t (Mgd-Mtotal) / Mtotal = 72 days would be required to
convert the remaining atmospheric carbon resource into nanomass. However,
post-opacity the gray dust replication rate is no longer exponentiating so the
defensive nanorobots can quickly catch up.
The most efficient cleanup strategy appears to be the use of air-dropped
non-self-replicating nanorobots equipped with prehensile microdragnets. Consider
a planetwide dragnet comprised of a square mesh of fibers, with mesh aperture
size lmesh, mesh fibers of
thickness dfiber, and total dragnet
area Anet covering Earth's entire
surface area AEarth = 4pREarth2 = Anet. Minimum fiber thickness is
dfiber
(pairlmesh2 /
4 sfiber)½, where pair
2 atm is the maximum air pressure resisting movement of the net through the air
and fiber failure strength is very conservatively taken as sfiber ~
1010 N/m2 for carbon nanotubes. For lmesh
460 nm (smallest possible gray dust replibot, see above), dfiber
1 nm. Simple geometry gives the total volume of required square-grid dragnet as:
|
Vdragnet ~ 2 dfiber2 [(Anet½) + (Anet / lmesh)] (m3) |
(11) |
Taking Anet = AEarth = 5.10 ×1014
m2, lmesh = 460 nm and
dfiber = 1 nm, then Vdragnet = 2200 m3. This
dragnet may be carried aloft by a fleet of Nbot = Vdragnet / fvVbot spherical
defensive nanorobots, each of which uses some fraction fv of its internal storage volume to hold
a piece of the dragnet, where individual defensive nanorobot volume is
Vbot = (4/3)p Rnano3. Taking fv = 5% and Rnano = 0.62 micron, Vbot = 1 micron3 and
Nbot = 4.4
×1022 defensive nanorobots of total mass ~VbotrNbot = 8.8 ×107
kg (of which ~4.4 ×106 kg is dragnet). Thus a
single 88-kg payload of non-self-replicating defensive nanorobots launched from
each of 106 deployment sites worldwide (mean site separation ~23 km,
~one per town) to an altitude just above the gray dust replibots can deploy an
Earth-covering net, which then descends through the air, selectively filtering
out the gray dust replibots. The time required for this dragnet to sweep the
entire atmospheric volume of Earth once is tsweep ~ Vair / (4pREarth2vnano)
~ 24 hours, taking nanorobot aeromotive velocity vnano ~ 0.1 m/sec for power
densities appropriate to solar powered nanodevices [6] and
Vair ~ 4.36 ×1018
m3 at ~1 atm pressure and room temperature. Possible false targets
that may be encountered during the sweep include airborne fungal spores at
10-500 m-3 indoors and 100-1000 m-3 outdoors [53];
bacteria at 0-500 m-3 indoors, 179-1083
m-3 outdoors [53],
and ~140 m-3 up to ~3 km altitude [38];
and inert dust particles of various sizes peaking in number density near ~20 nm
[46],
in concentrations ranging from 10 m-3 in
semiconductor fab plant clean rooms up to 2 ×107 m-3 in quiet country air, 6 ×107 m-3 over residential city air, 1.5 ×108
m-3 in the worst congested downtown city
air, and >2.7 ×108 m-3 in
rooms with smokers present [49, 54]. Of
course, multiple cleansing sweeps may be required, insecta
and birdb
management and biocompatibility protocols must be devised, exterior surfaces
must be appropriately hydrophobic to avoid providing condensation nuclei for
cloud and fog formation, and so forth.
The total machine volume of one optical depth of 275-nm gray dust replibots
is 1.9 ×108 m3, making an average cleanup requirement of
only ~4500 micron3 of targets per defensive nanorobot. A spherical
knapsack comprised of additional mesh material having an enclosed volume of 4500
micron3 adds only 11% to the onboard mesh storage requirement. Each
defensive nanorobot deploys a (110 micron)2 ~ 12,100
micron2 section of the planetwide dragnet. In theory, if this section
were curved into a huge spherical knapsack, it would make a storage volume of
125,000 micron3 -- enough to hold the equivalent of ~28 optical
depths of gray dust replibots during passage through locally dense clouds of
target airborne nanoreplicators.
Each defensive nanorobot requires ~66 nN of motive force and ~6600 pW of
onboard power to overcome drag loss [6] on
the ~5.3 cm length of dragnet fiber that it is passing through the air at 0.1
m/sec. This power is provided by a rear-deployed, 30% efficient, 55
micron2, ~10 nm thick solar collector film that stows in a 0.55
micron3 volume before deployment and adds only ~45 pW to drag power
after deployment. When fully deployed, the defensive fleet contributes <0.5%
additional atmospheric opacity, and clears air for an energy cost of ~5.8
J/m3 of contaminated atmosphere, per pass. Defensive nanorobot
locomotion in the viscous flight regime may be provided by screw drives, viscous
anchoring via the prehensile dragnet, or other means [6].
The Stokes settling velocity [6] in
air is ~240 micron/sec for Rnano =
1 micron, ~20 micron/sec for Rnano
= 275 nm and ~5 micron/sec for Rnano = 100 nm, giving 10-km passive fall
times (in still atmosphere) of 1.3 years, 16 years and 67 years, respectively.
Alternative airborne or ground-based atmospheric filtration configurations
that could permit more rapid filtering are readily envisioned. For example,
since drag power varies as the square of the velocity, then by increasing mesh
volume 10,000-fold while decreasing airflow velocity 100-fold, total drag power
remains unchanged but whole-atmosphere turnover proceeds 100-fold faster, e.g.,
~15 minutes.
a There are
~1018-1019 insects on Earth [75-77]. The
average insect devotes ~35% of body volume to its respiratory system [78],
which is mostly gas-phase diffusional but with some very primitive active
ventilation. If average insect volume is ~0.6 mm3 [77], then the
worldwide insect population has ~2 × 109 m3
of tracheal air volume which could accumulate ~1016 aerovores if
insects are exposed to replibot-contaminated air at a concentration equivalent
to ~1% atmospheric opacity. In this case ~10-9 of the global
aerovore population resides inside insects (~1 replibot per 1000 insects at 1%
opacity), requiring careful quarantine or inspection and release protocols for
insects passing through the dragnet.
b There are ~300 billion
birds on Earth [70].
The average bird devotes 20% of body volume to its respiratory system [71],
mostly unidirectional airflow unlikely to permanently trap gray dust, but ~20%
of the bird respiratory volume consists of tidally exchanged air in 8-9 anterior
and posterior air sacs, and air spaces in the bones [71].
Assuming dead air in birds represents 38% of tidal volume as in humans [6], and
that the average bird is ~500 cm3 in volume, then the worldwide bird
population has ~2 × 106 m3 of respiratory dead air which
could accumulate ~1013 aerovores if the birds are breathing
replibot-contaminated air at a concentration equivalent to ~1% atmospheric
opacity. In this case ~10-12 of the global aerovore population
resides inside bird respiratory systems (~40 replibots per bird at 1%
opacity), necessitating specialized quarantine or inspection and release
protocols for birds passing through the dragnet. Under similar exposure,
~7 × 1013 aerovores (~3 × 10-12 of the total)
could reside in all human lungs worldwide, or ~10,000 aerovores/person.
8.3 Gray Lichens
Colonies of symbiotic
algae and fungi known as lichens (which some have called a form of sub-aerial
biofilm) are among the first plants to grow on bare stone, helping in soil
formation by slowly etching the rock [55].
Lithobiontic microbial communities such as crustose saxicolous lichens penetrate
mineral surfaces up to depths of 1 cm using a complex dissolution, selective
transport, and recrystallization process sometimes termed "biological
weathering" [56].
Colonies of epilithic (living on rock surfaces) microscopic bacteria produce a
10 micron thick patina on desert rocks (called "desert varnish" [57])
consisting of trace amounts of Mn and Fe oxides that help to provide protection
from heat and UV radiation [57-59]. In
theory, replicating nanorobots could be made almost entirely of nondiamondoid
materials including noncarbon chemical elements found in great abundance in rock
such as silicon, aluminum, iron, titanium and oxygen (Section
2). The subsequent ecophagic destruction of land-based biology by a
maliciously programmed noncarbon epilithic replicator population that has grown
into a significant nanomass is the "gray lichen" scenario.
The growth rate of gray lichens on the surface of the Earth will be primarily
energy-limited, not materials-limited. While it is true that chemolithotrophic
microorganisms such as Thiobacillus ferrooxidans use reduced iron and sulfur
compounds for their energy source [60-62], and
that other chemolithotrophic bacteria can metabolize inorganic carbon (e.g.,
assimilating CO2 from carbonate rock) using a pathway similar to
green plants [63], such
energy sources appear to be far less plentiful than ambient sunlight because
most rocks are already fully oxidized. (For example, the oxidation of
Fe++ to Fe+++ by chemolithotrophs liberates only 0.75
MJ/kg [64],
as compared to ~16 MJ/kg for the combustion of glucose in oxygen [6].)
Assuming that up to 400 W/m2 in the visible spectrum is harvested
with 30% efficiency for 8 hours/day over the entire landmass of Earth, the 6
×1015 watts theoretically available could produce at most ~6
×107 kg/sec of mineral nanomass taking Ediss ~ 100 MJ/kg as before. Even
assuming an optimal dispersal pattern, ~2.6 years would be required for the
growing mineral nanomass to equal the terrestrial biomass (~5 ×1015
kg; Section
3), whereupon the top ~1 cm of Earth's entire continental land area would
have been converted to nanomass.
Continuous direct census sampling of the Earth's land surfaces will almost
certainly allow early detection, since mineralogical nanorobots should be easily
distinguishable from inert rock particles and from organic microbes in the top
3-8 cm of soil, typically 2.1 ×1013 m-3 of aerobic bacteria, 5.6
×1012 m-3 of
actinomycetes, 5.2 ×1012 m-3 of anaerobic bacteria, 3.2
×1011 m-3 fungi, and
6.7 ×1010 m-3 of
algae [64].
8.4 Malicious Ecophagy
More
difficult scenarios involve ecophagic attacks that are launched not to convert
biomass to nanomass, but rather primarily to destroy biomass. The optimal
malicious ecophagic attack strategy appears to involve a two-phase
process. In the first phase, initial seed replibots are widely distributed
in the vicinity of the target biomass, replicating with maximum stealth up to
some critical population size by consuming local environmental substrate to
build nanomass. In the second phase, the now-large replibot population
ceases replication and exclusively undertakes its primary destructive
purpose. More generally, this strategy may be described as Build/Destroy.
During the Build phase of the malicious "badbots," and assuming technological
equivalence, defensive "goodbots" enjoy at least three important tactical
advantages over their adversaries:
- Preparation -- defensive agencies can manufacture and position in advance
overwhelming quantities of (ideally, non-self-replicating) defensive
instrumentalities, e.g., goodbots, which can immediately be deployed at the
first sign of trouble, with minimal additional risk to the environment;
- Efficiency -- while badbots must simultaneously replicate and defend
themselves against attack (either actively or by maintaining stealth),
goodbots may concentrate exclusively on attacking badbots (e.g., because of
their large numerical superiority in an early deployment) and thus enjoy lower
operational overhead and higher efficiency in achieving their purpose, all
else equal; and
- Leverage -- in terms of materials, energy, time and sophistication, fewer
resources are generally required to confine, disable, or destroy a complex
machine than are required to build or replicate the same complex machine from
scratch (e.g., one small bomb can destroy a large bomb-making factory;
one small missile can sink a large ship).
However, once the badbots
enter their Destroy phase, only the first advantage of the defenders (i.e.,
preparation) remains fully effective. Of course, a total mass Mgoodbots of nonreplicating defensive
nanorobots can hold constant a population Mbadbots of self-replicating biovorous
nanorobots if Mgoodbots
(tdestroy / t) Mbadbots, where tdestroy is the time required for a
goodbot to find and permanently restrain, disable or destroy a badbot (which has
a replication time t);
usually, tdestroy << t.
Nevertheless it is most advantageous to engage a malicious ecophagic threat
while it is still in its Build phase. This requires foresight and a
commitment to extensive surveillance by the defensive authorities. A
complete analysis is beyond the scope of this paper, but two simple examples
will suffice to illustrate the level of surveillance required.
First, consider a population of Nbot replibots that have infested a human
body and are about to enter their Destroy phase. These badbots are assumed
to be motile spherical nanorobots of radius Rnano, capable of drilling through tissue
at velocity vnano; encountered
tissue is destroyed with efficiency ke, and a mass fraction fdest of the biomass must be destroyed to
produce death. The time required to kill is:
|
tkill = fdestMbody /
(keprbodyRnano2vnanoNbot) |
(12) |
where Mbody is body mass and
rbody is mean
body density. Power is provided by combustion at conversion efficiency
e of onboard
H2/O2 fuel (energy density Efuel ~ 4.5 ×1010
J/m3 [6])
compressed to 10,000 atm, stored in tanks representing some fraction ffuel of nanorobot volume. The
power produced is Pnano = (4
p / 3) Rnano3ffuelEfuele / tkill, exhausting the stored fuel
after tkill. Setting this
available power Pnano equal to
Stokes drag power Pdrag = 6
p hRnanovnano2 and
substituting for tkill gives
maximum drilling velocity:
|
vnano
(2 p kerbodyffuelEfueleNbotRnano4)
/ (9 hfdestMbody) |
(13) |
where h is mean tissue
viscosity. The mass fraction of badbots that can produce death in a time
tkill is fn = Mbadbot / Mbody, where total badbot mass is
Mbadbot = (4/3) p rnanoRnano3Nbot and rnano is nanorobot density.
Obtaining Nbot by solving Eqn. 13 for
Nbot, then substituting vnano
obtained from Eqn. 12, gives:
|
fn = [(4 fdestrnano) / (ke rbody)] [h / (2 ffuelEfueletkill)]½ |
(14) |
The number of attacking badbots is then:
|
Nbot = 3 fnMbody / (4
prnanoRnano3) |
(15) |
Taking fdest = 0.1 (10%), ke = 0.5 (50%), e = 0.5 (50%), ffuel = 0.1 (10%), Rnano = 1 micron, rnano = 2000
kg/m3, h ~ 1000
kg/m-sec [6], and
rbody = Mbody / Vbody where Mbody = 70 kg and body volume Vbody = 0.06 m3 [6], then
a kill time tkill = 1 sec requires
fn = 6 ×10-4 and
Nbot = 5
×1012 badbots. However, if the body is monitored
continuously such that a whole-body badbot dose as small as 1 mg can be
detected, then fn ~ 10-8
(Nbot ~ 108 badbots) and
tkill increases dramatically to ~60
years, giving plenty of time for defense. If the potential victim's body
(comprised of Ncell
~1014 native and foreign cells [6])
contains a continuously-circulating population NbotM of cell-monitoring nanorobots each
requiring ctime ~ 100
sec/cell to enter and examine a cell for badbot intruders, and if every
cell in the body is to be checked once every day (tbody ~ 105 sec), then NbotM = ctime Ncell / tbody ~ 1011 cell-monitors,
with total fleet volume ~ 0.1 cm3 assuming Rnano = 1 micron. At fn ~ 10-8, a badbot resides,
on average, in one of every 106 cells, assuming uniform
distribution. The hypothesized monitoring system examines ~106
cells every 0.001 sec, so a badbot infection of this magnitude is first detected
in ~1 millisec, allowing a massive and immediate "immune" response.
Second, consider the defense of the entire eukaryotic biosphere. Excluding
bacteria assumed to represent about half of global biomass and assuming an
average eukaryotic cell size of 20 microns, there are ~3 ×1026
eukaryotic cells on Earth. If each cell is visited and examined, on
average, about once a year with time spent per cell ctime = 100 sec/cell as before, this
implies a global examination rate of Xcell ~ 1019 cells/sec and a
requirement for Xcellctime ~
1021 cell-monitoring nanorobots, representing a total
worldwide nanomachine volume of ~1000 m3 of 1-micron nanorobots
consuming ~10 GW (~0.1% total current human global power generation) assuming
~10 pW/device. In this surveillance regime, a ~1 mg infestation of
1-micron badbots in a 3 meter wide, 30 meter tall redwood tree (fn ~ 10-11) is first
detected in ~100 millisec -- again, triggering a prompt corrective response.
9.0 Conclusions
and Public Policy Recommendations
The smallest plausible biovorous
nanoreplicator has a molecular weight of ~1 gigadalton and a minimum replication
time of perhaps ~100 seconds, in theory permitting global ecophagy to be
completed in as few as ~104 seconds. However, such rapid replication
creates an immediately detectable thermal signature enabling effective defensive
policing instrumentalities to be promptly deployed before significant damage to
the ecology can occur. Such defensive instrumentalities will generate their own
thermal pollution during defensive operations. This should not significantly
limit the defense strategy because knapsacking, disabling or destroying a
working nanoreplicator should consume far less energy than is consumed by a
nanoreplicator during a single replication cycle, hence such defensive
operations are effectively endothermic.
Ecophagy that proceeds near the current threshold for immediate
climatological detection, adding perhaps ~4°C to global warming, may require ~20
months to run to completion, which is plenty of advance warning to mount an
effective defense.
Ecophagy that progresses slowly enough to evade easy detection by thermal
monitoring alone would require many years to run to completion, could still be
detected by direct in situ surveillance, and may be at least partially offset by
increased biomass growth rates due to natural homeostatic compensation
mechanisms inherent in the terrestrial ecology.
Ecophagy accomplished indirectly by a replibot population pre-grown on
nonbiological substrate may be avoided by diligent thermal monitoring and direct
census sampling of relevant terrestrial niches to search for growing, possibly
dangerous, pre-ecophagous nanorobot populations.
Specific public policy recommendations suggested by the results of the
present analysis include:
- an immediate international moratorium on all artificial life experiments
implemented as nonbiological hardware. In this context, "artificial life" is
defined as autonomous foraging replicators, excluding purely biological
implementations (already covered by NIH guidelines [65] tacitly
accepted worldwide) and also excluding software simulations which are
essential preparatory work and should continue. Alternative "inherently safe"
replication strategies such as the broadcast architecture [66] are
already well-known.
- continuous comprehensive infrared surveillance of Earth's surface by
geostationary satellites, both to monitor the current biomass inventory and to
detect (and then investigate) any rapidly-developing artificial hotspots. This
could be an extension of current or proposed Earth-monitoring systems (e.g.,
NASA's Earth Observing System [67]and
disease remote-sensing programs [93])
originally intended to understand and predict global warming, changes in land
use, and so forth -- initially using non-nanoscale technologies. Other methods
of detection are feasible and further research is required to identify and
properly evaluate the full range of alternatives.
- initiating a long-term research program designed to acquire the knowledge
and capability needed to counteract ecophagic replicators, including
scenario-building and threat analysis with numerical simulations,
measure/countermeasure analysis, theory and design of global monitoring
systems capable of fast detection and response, IFF (Identification Friend or
Foe) discrimination protocols, and eventually the design of relevant
nanorobotic systemic defensive capabilities and infrastructure. A
related long-term recommendation is to initiate a global system of
comprehensive in situ ecosphere surveillance, potentially including possible
nanorobot activity signatures (e.g. changes in greenhouse gas concentrations),
multispectral surface imaging to detect disguised signatures, and direct local
nanorobot census sampling on land, sea, and air, as warranted by the pace of
development of new MNT capabilities.
10.0 Acknowledgements
The author
thanks Robert J. Bradbury, J. Storrs Hall, James Logajan, Markus Krummenacker,
Thomas McKendree, Ralph C. Merkle, Christopher J. Phoenix, Tihamer Toth-Fejel,
James R. Von Ehr II, and Eliezer S. Yudkowsky for helpful comments on earlier
versions of this manuscript; J. S. Hall for the word "aerovore"; and R. J.
Bradbury for preparing the hypertext version of this document.
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